News and resources for Canada's top financial advisors
Est. 1998
Regulation
Even award-winning advisors see merit in the crackdown on pay-to-play and sales-based accolades
By Melissa Shin |August 21, 2023
5 min read
Industry
The FP Canada Standards Council released its annual enforcement activity
By Staff |August 16, 2023
2 min read
Investors' reps challenge a ruling over who gets priority in an insolvency
By James Langton |August 14, 2023
3 min read
Investor misunderstood difference between advisory and discretionary accounts, court found
By James Langton |August 11, 2023
Regulator sets supervisory priorities for credential providers
By James Langton |August 10, 2023
The review will determine whether reforms are needed in the fast-growing market
1 min read
Economic Indicators
Senior administration officials said the effort stemmed from national security goals rather than economic interests
By Josh Boak, The Associated Press |August 9, 2023
OSC sought fine but court ordered a suspended sentence
By James Langton |August 4, 2023
Wellington-Altus changes take shape, plus other industry announcements
By Katie Keir |August 4, 2023
Margins, profits to be squeezed as consumer protections boosted
By James Langton |August 3, 2023
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