Regulation

Advisors chew over regulators’ warning on industry awards

Even award-winning advisors see merit in the crackdown on pay-to-play and sales-based accolades

By Melissa Shin |August 21, 2023

5 min read

Suspensions up for financial planners in 2022

The FP Canada Standards Council released its annual enforcement activity

By Staff |August 16, 2023

2 min read

Bridging investor priority ruling faces appeals

Investors' reps challenge a ruling over who gets priority in an insolvency

By James Langton |August 14, 2023

3 min read

B.C. court upholds ruling in advisor’s favour

Investor misunderstood difference between advisory and discretionary accounts, court found

By James Langton |August 11, 2023

2 min read