regulatory reform

Industry

Crypto in the crosshairs of SEC custody proposals

Rule changes would extend advisers' obligations to all client assets

By James Langton |February 15, 2023

3 min read

Life

Seg fund chargebacks: Conflict of interest or good DSC substitute?

Insurance regulators ponder seg fund upfront commissions

By Greg Meckbach |January 27, 2023

3 min read

Industry

SEC seeks “skin in the game” for securitizations

New asset-backed securities proposal would implement a key post-crisis reform

By James Langton |January 25, 2023

2 min read

Industry

Fund sector liquidity risk a growing concern: FSB

Policymakers call for enhanced liquidity management measures

By James Langton |December 14, 2022

2 min read

Industry

Regulators consult on short-selling rules

CSA and IIROC consider possible reforms amid persistent but unsupported negative perceptions about short-selling

By James Langton |December 8, 2022

2 min read

Industry

CSA to consider market data reforms

Consultation paper considers a range of options

By James Langton |November 10, 2022

2 min read

Life

The data behind soaring seg fund sales

Positive industry trends, not regulatory arbitrage, supported sales last year

By Michelle Schriver |November 2, 2022

4 min read

Industry

SEC adopts exec comp clawbacks

New rules require exchanges to adopt listing standards that set provisions for clawing back pay earned through misconduct

By James Langton |October 26, 2022

1 min read

Industry

SEC beefs up fund cost, performance reporting rules

Rules streamline fund reports, call for truth in advertising on fees

By James Langton |October 26, 2022

2 min read

Industry

Work on new Canadian benchmark begins

Working group finds strong consensus in favour of term CORRA to replace CDOR

By James Langton |October 7, 2022

2 min read

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