The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
Criminal and civil charges are based on allegations that a fund manager deceived investors, misappropriated assets
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
The choice signals a focus on investor protection
Agency hands out its record-setting 40th financial award for an enforcement tip
Voluntary disclosures from public companies aren't adequate, SEC acting chair Herren Lee says
The new task force will look at issuers' climate risk disclosure, plus issues with investment ESG strategies
The pair of tipsters who have denied an award didn't provide info that contributed to the investigation, the SEC said
Gary Gensler says the regulator will study the use of “behavioural” technology in stock-trading apps
Regulator concerned that investors may be duped by efforts to pump dormant stocks