Proposals aim to address liquidity and redemption issues from March 2020
The U.S. regulator called out the practice of granting options ahead of good news
The U.S. regulator reported a record year for whistleblowers
Drop in public company cases follows turnover at the U.S. regulator, pandemic
Regulator continues to be concerned about market manipulation
The regulator's reviews uncovered deficiencies at most firms examined
Tipster gets extra US$2-million payout for tip that led to SEC and DoJ action
Leveraged and inverse ETFs may present risks that go beyond retail investors, Gary Gensler said
Rule changes from 2020 enable SEC to ban frivolous filers from its tip award program
So-called bond flippers prioritized over retail, institutional clients, regulator alleged