The regulator aims to modernize its requirements for the use of company securities as pay
The Trump appointee presided over a deregulatory push to soften rules affecting Wall Street
For their independent data analysis, the whistleblower was awarded US$1.1 million
Regulator alleges that executives misled investors by touting phony cross-selling results
Deal with regulators involves $920 million in sanctions and disgorgement
The trio faces criminal charges and SEC allegations
The two men are accused of helping orchestrate a fraudulent offering from an alternative energy provider
Decision has implications for the Canadian Securities Administrators
An employee may have been infected with Covid-19
The individual provided “extensive and sustained assistance” to the SEC