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Eight U.S. state attorneys general say the new broker conduct rule waters down investor protections

  • By: Staff
  • September 10, 2019 September 10, 2019
  • 12:32
scales of justice

The firm settled the case without admitting or denying the allegations

  • By: Staff
  • August 14, 2019 August 14, 2019
  • 14:54
Social networking concept

The social media giant settles allegations it misled investors

Silver referee whistle

It's the first award under a program designed to incentivize internal reporting

  • By: Staff
  • May 24, 2019 May 24, 2019
  • 14:24
courtroom gavel

The scheme raised US$30 million from more than 300 investors in the U.S. and Canada

  • By: Staff
  • May 21, 2019 May 21, 2019
  • 10:58
Silver referee whistle

In total, the SEC has now paid out approximately US$376 million to 61 whistleblowers

  • By: Staff
  • March 26, 2019 March 26, 2019
  • 11:45
Lawyer

Volkswagen settled with the U.S. over criminal and civil charges in diesel emissions scandal two years ago

Thief

The SEC says the rep was involved in a pump-and-dump scheme from 2008 to 2014

  • By: Staff
  • March 14, 2019 March 14, 2019
  • 09:18
Business young people in the job interview, signed an employment contract with boss in the office

Almost 80 firms admitted to violating securities rules

  • By: Staff
  • March 11, 2019 June 27, 2019
  • 17:23
Gavel

Plot netted US$4.1 million

  • By: Staff
  • January 15, 2019 January 15, 2019
  • 14:58