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Computer keyboard and the shadow of a hand. Theft of data.

They involve claims that a company’s products or services can help stop the outbreak, an alert said


Canadian regulators are prepared to carry out the study, but only if their U.S. counterparts follow suit

Bitcoin exchange to dollar rate on monitor display on July 2017 in NYC

SEC alleges Boaz Manor concealed his identity from investors in US$30-million fruadulent ICO offering


The company allegedly obtained a fraudulent Nasdaq listing

Wooden gavel used by a judge or auctioneer

The SEC says the international trading scheme generated more than US$35 million

Businessman checking reported profits on the paper and laptop.

The proposal will go out for a 60-day comment period


Former executive also ordered to pay US$43.7 million in disgorgement

  • By: Staff
  • December 16, 2019 December 16, 2019
  • 15:01

SEC also enjoyed a record level of co-operation in its enforcement efforts

gavel on a wooden bench

The agency reports enforcement action and sanctions surged in 2019

stack of documents or files, overload of paperwork on black background

Tougher rules target proxy solicitation and shareholder proposals