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Proposals aim to address liquidity and redemption issues from March 2020

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The U.S. regulator called out the practice of granting options ahead of good news

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The U.S. regulator reported a record year for whistleblowers


Drop in public company cases follows turnover at the U.S. regulator, pandemic

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Regulator continues to be concerned about market manipulation

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The regulator's reviews uncovered deficiencies at most firms examined

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Tipster gets extra US$2-million payout for tip that led to SEC and DoJ action

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Leveraged and inverse ETFs may present risks that go beyond retail investors, Gary Gensler said

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Rule changes from 2020 enable SEC to ban frivolous filers from its tip award program

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So-called bond flippers prioritized over retail, institutional clients, regulator alleged