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People groups

New rule sharply narrows prop traders' SRO exemption

Fraudster arrested

Offshore stock trades came alongside previously-sanctioned options trades

Court gavel

Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff

Wooden gavel used by a judge or auctioneer

The man was also ordered to pay more than $2 million in restitution to victims

Securities and Exchange trending up

Outflows from foreign securities hit $16.2 billion in January, StatsCan reported

Business team working together. Businessman using tablet for analyzing data stock market in monitoring room with team pointing on the data presented in the chart on screen, forex trading graph, stock exchange trading online, financial investment concept.

Accused allegedly used breached accounts to pump microcap stocks

Kucoin stock illustration

Crypto contracts and futures are securities, says the Ontario Capital Markets Tribunal

Sir Oliver Mowat statue at the Ontario Legislative Building in Toronto

Timothy Moseley has been nominated as chief adjudicator for the commission's new Capital Markets Tribunal

Securities and Exchange trending up

The Canadian industry plans to stay in lockstep with the U.S.

Wooden gavel used by a judge or auctioneer

Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies

  • By: Staff
  • December 1, 2021 December 1, 2021
  • 13:43