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Keyword: Securities

86 results found
Abstract,Golden Bitcoin money on computer.

3iQ is asking the regulator to overturn its decision not to approve the fund

  • By: Staff
  • March 21, 2019 March 21, 2019
  • 14:58
Stack of cryptocurrencies in a circle on the motherboard

The fund manager says it faced tougher standards than other investment firms

  • By: Staff
  • March 19, 2019 March 19, 2019
  • 11:15
Securities and Exchange trending up

Canadian investors shed foreign holdings, while foreign investors piled into Canadian securities

  • By: Staff
  • March 18, 2019 March 18, 2019
  • 11:46
business documents on office table with smart phone and digital tablet and graph business with social network diagram and man working in the background

The regulator outlined the types of incidents that must reported, and what reports should include

  • By: Staff
  • March 15, 2019 March 15, 2019
  • 13:40
Abstract,Golden Bitcoin money on computer.

The framework is tailored to the unique characteristics of the crypto market

  • By: Staff
  • March 14, 2019 March 14, 2019
  • 13:31
A closeup of the lock of a brick jail cell with iron bars and a key in the locking mechanism with the door open

The man pleaded guilty to unregistered trading and other charges

  • By: Staff
  • March 13, 2019 March 13, 2019
  • 13:31
Business young people in the job interview, signed an employment contract with boss in the office

Almost 80 firms admitted to violating securities rules

  • By: Staff
  • March 11, 2019 March 11, 2019
  • 17:23
Macro shot of a hand of a businessman signing or writing a document on a sheet of white paper using a nibbed fountain pen.

Omega operates two alternative trading system marketplaces

  • By: Staff
  • February 5, 2019 February 5, 2019
  • 11:21

The poll asked British Columbians about their reactions to an investment offer that claimed "guaranteed" returns of 14% to 25% and "no risk."

  • By: Staff
  • March 6, 2018 August 21, 2018
  • 10:01

An Alberta Securities Commission (ASC) panel has sanctioned a former exempt market dealer for fraud. The regulator ordered Jason Michael Currey to pay a $200,000 administrative penalty and $25,000 in costs of the investigation and hearing, and to remit more than $120,000 in misappropriated funds. Currey, along with the Healthy Retirement Group Inc. (HRG), Sunset […]

  • By: Staff
  • March 5, 2018 August 21, 2018
  • 13:31