SEC expands FINRA’s jurisdiction

New rule sharply narrows prop traders' SRO exemption

By James Langton |August 23, 2023

2 min read

Adviser’s insider trading more extensive than SEC thought

Offshore stock trades came alongside previously-sanctioned options trades

By James Langton |August 2, 2023

1 min read

Tribunal allows Gong to seek stay of OSC case

Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff

By James Langton |July 21, 2023

2 min read

Calgary fraudster gets seven-year sentence

The man was also ordered to pay more than $2 million in restitution to victims

By James Langton |June 1, 2023

1 min read