3iQ is asking the regulator to overturn its decision not to approve the fund
The fund manager says it faced tougher standards than other investment firms
Canadian investors shed foreign holdings, while foreign investors piled into Canadian securities
The regulator outlined the types of incidents that must reported, and what reports should include
The framework is tailored to the unique characteristics of the crypto market
The man pleaded guilty to unregistered trading and other charges
Almost 80 firms admitted to violating securities rules
Omega operates two alternative trading system marketplaces
The poll asked British Columbians about their reactions to an investment offer that claimed "guaranteed" returns of 14% to 25% and "no risk."
An Alberta Securities Commission (ASC) panel has sanctioned a former exempt market dealer for fraud. The regulator ordered Jason Michael Currey to pay a $200,000 administrative penalty and $25,000 in costs of the investigation and hearing, and to remit more than $120,000 in misappropriated funds. Currey, along with the Healthy Retirement Group Inc. (HRG), Sunset […]