News and resources for Canada's top financial advisors
Est. 1998
Regulation
New rule sharply narrows prop traders' SRO exemption
By James Langton |August 23, 2023
2 min read
Offshore stock trades came alongside previously-sanctioned options trades
By James Langton |August 2, 2023
1 min read
Industry
Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff
By James Langton |July 21, 2023
The man was also ordered to pay more than $2 million in restitution to victims
By James Langton |June 1, 2023
Market Insights
Outflows from foreign securities hit $16.2 billion in January, StatsCan reported
By Mark Burgess |March 17, 2023
Accused allegedly used breached accounts to pump microcap stocks
By James Langton |August 16, 2022
Crypto contracts and futures are securities, says the Ontario Capital Markets Tribunal
By James Langton |June 22, 2022
3 min read
Timothy Moseley has been nominated as chief adjudicator for the commission's new Capital Markets Tribunal
By Melissa Shin |March 24, 2022
The Canadian industry plans to stay in lockstep with the U.S.
By James Langton |December 2, 2021
Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies
By Staff |December 1, 2021
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