Securities

SEC proposal offers new payment option for gig workers

The regulator aims to modernize its requirements for the use of company securities as pay

By James Langton |November 24, 2020

2 min read

Stable outlook for securities dealers in North America, Europe: Fitch

Firms' robust liquidity and solid leverage positions should balance macro risks

By James Langton |November 20, 2020

2 min read

Tipster helped SEC uncover misconduct, protect investors

For their independent data analysis, the whistleblower was awarded US$1.1 million

By James Langton |November 13, 2020

1 min read

Manitoba’s financial firms remain essential: MSC

Firms can remain open despite new mandatory lockdown measures

By James Langton |November 13, 2020

1 min read