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Keyword: Segregated funds

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Insurance regulators ponder seg fund upfront commissions

Financial Services Regulatory Authority of Ontario logo

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

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Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

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Recent launches include Canadian segregated versions of two Wellington funds and a multi-strategy alternative fund

Executives are discussing the financial results of the Company for the marketing plan.

Positive industry trends, not regulatory arbitrage, supported sales last year

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Firms released new target date corporate bond funds, a multi-asset income ETF and balanced seg funds

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Also, annuity and seg fund premiums increased 21%

  • By: Staff
  • September 15, 2022 September 15, 2022
  • 13:39
Solution

The move follows a regulatory warning earlier this year to stop DSC sales of seg funds

  • By: Staff
  • September 8, 2022 September 13, 2022
  • 15:44

TD launched a carbon credit ETF, while Equitable Life has 12 new seg funds