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Keyword: self-regulatory organizations

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A review identified gaps in addressing conflicts associated with proprietary products


Panel concluded that rep was participating in proceeding anonymously

Lawyer writing in legal book

The case can either proceed to a contested hearing or the two sides may seek a new deal

Wooden gavel used by a judge or auctioneer

SRO panel delayed its decision pending proof of repayment that never came

Concept of important choices of a businessman, Business Challenge

Wealth leader Stephan Bourbonnais wants the iA businesses to lead the way in the new self-regulatory regime

  • By: Katie Keir
  • February 15, 2023 February 15, 2023
  • 14:00

The proposal would allow for disgorged funds to be paid out to victims of industry misconduct

personality test

The biennial exercise will be coordinated with the U.S. industry

  • By: Staff
  • January 23, 2023 January 23, 2023
  • 16:09

B.C. court strikes certain claims in rep's wrongful dismissal suit

microphones sitting on table

York University's Moshe Milevsky is the new IAP's vice-chair

Business people working in a conference room

The new agency has a website but its name will come later