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Keyword: self-regulatory organizations

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Jigsaw Puzzle on Blue background

Provincial regulators finalized recognition orders and interim rules

Wooden gavel used by a judge or auctioneer

Regulator sets out draft priorities for fiscal 2024

Important Business Meeting stock illustration

SRO gets green light to help finance initial merger costs

Important Business Meeting stock illustration

The new organization is looking at joint oversight that rotates among CSA jurisdictions

Cut purple ribbon

Fund dealers, investment dealers approve merger, with new SRO to launch in 2023

Online vote

Breaking down the issues as IIROC and MFDA firms prepare to have their say on the proposed merger

Lawyer writing in legal book

Fees, expenses surging ahead of IIROC-MFDA amalgamation