self-regulatory organizations

CIRO to step up fund dealer oversight in Quebec

AMF, provincial government approve delegation of powers to SRO

By James Langton |October 6, 2023

2 min read

FP Canada calls for fee fairness under title protection

FSRA's fee rule for credentialing bodies exempts CIRO from full costs

By Michelle Schriver |September 26, 2023

3 min read

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read

Ex-broker pleads guilty in crypto fraud case

Clients' assets misappropriated rather than invested, U.S. authorities charged

By James Langton |September 20, 2023

2 min read