self-regulatory organizations

CIRO to step up fund dealer oversight in Quebec

Regulation

CIRO to step up fund dealer oversight in Quebec

AMF, provincial government approve delegation of powers to SRO

By James Langton |October 6, 2023

2 min read

FP Canada calls for fee fairness under title protection

Industry

FP Canada calls for fee fairness under title protection

FSRA's fee rule for credentialing bodies exempts CIRO from full costs

By Michelle Schriver |September 26, 2023

3 min read

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Industry

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read

Ex-broker pleads guilty in crypto fraud case

Regulation

Ex-broker pleads guilty in crypto fraud case

Clients' assets misappropriated rather than invested, U.S. authorities charged

By James Langton |September 20, 2023

2 min read