FSRA's fee rule for credentialing bodies exempts CIRO from full costs
Fees for investment dealers to rise 6.4%, annual report says
Clients' assets misappropriated rather than invested, U.S. authorities charged
CEO cites stress, health in decision to resign from post
New rules aim to improve transparency, investor protection in private fund market
New rule sharply narrows prop traders' SRO exemption
SRO to expand former MFDA project to all dealers in 2024
Firm admitted to serving retail investors before SRO approvals, systems in place
Proposal revises conservative approach initially sought by IIROC
No more pencils, no more books: the self-regulatory organization proposes to focus on exams instead