News and resources for Canada's top financial advisors
Est. 1998
Regulation
AMF, provincial government approve delegation of powers to SRO
By James Langton |October 6, 2023
2 min read
Industry
FSRA's fee rule for credentialing bodies exempts CIRO from full costs
By Michelle Schriver |September 26, 2023
3 min read
Fees for investment dealers to rise 6.4%, annual report says
By James Langton |September 26, 2023
Clients' assets misappropriated rather than invested, U.S. authorities charged
By James Langton |September 20, 2023
CEO cites stress, health in decision to resign from post
By James Langton |September 6, 2023
1 min read
Products
New rules aim to improve transparency, investor protection in private fund market
By James Langton |August 23, 2023
New rule sharply narrows prop traders' SRO exemption
SRO to expand former MFDA project to all dealers in 2024
By James Langton |August 4, 2023
Firm admitted to serving retail investors before SRO approvals, systems in place
By James Langton |July 24, 2023
Proposal revises conservative approach initially sought by IIROC
By James Langton |July 20, 2023
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.