Keyword: self-regulatory organizations

24 results found

The proposal would allow for disgorged funds to be paid out to victims of industry misconduct

personality test

The biennial exercise will be coordinated with the U.S. industry

  • By: Staff
  • January 23, 2023 January 23, 2023
  • 16:09

B.C. court strikes certain claims in rep's wrongful dismissal suit

microphones sitting on table

York University's Moshe Milevsky is the new IAP's vice-chair

Business people working in a conference room

The new agency has a website but its name will come later

Business people working in a conference room

Proposals include increasing the limit on claims and publishing arbitration decisions

Montreal Skyline in winter and Commemorative Jacques Cartier plaque located on the balustrade of the Kondiaronk lookout on Mount Royal

Trade group calls on provincial finance minister to review fund dealer oversight

Jigsaw Puzzle on Blue background

Provincial regulators finalized recognition orders and interim rules

Wooden gavel used by a judge or auctioneer

Regulator sets out draft priorities for fiscal 2024

Important Business Meeting stock illustration

SRO gets green light to help finance initial merger costs