Keyword: Short selling

25 results found
Stacking cubes

Famed firm cites trial involving Manulife's insurance contracts

Claim contains allegations of misrepresentation

The Investment Industry Regulatory Organization of Canada will review the reporting of short-selling activity after hearing concerns about small-cap issuers. IIROC published the plans in a summary of comments received at a roundtable discussion of market structure issues affecting small-cap names. The regulatory body said it will review the requirements and frequency of reporting of […]

  • By: Staff
  • October 20, 2016 August 21, 2018
  • 13:59

Beware of risks to companies and investors.

The Securities and Exchange Commission has announced that Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that its securities lending practices violated federal regulations.

  • By: Staff
  • January 14, 2016 August 21, 2018
  • 14:53

It’s been a rough year for commodities in general, and crude in particular. What will the new year hold?

"I'm not a trader; I just play one on TV." And yet...

  • By: Staff
  • November 27, 2015 August 21, 2018
  • 10:48

Six firms charged with short selling violations have settled with the SEC.

  • By: Staff
  • October 14, 2015 August 21, 2018
  • 12:46

The Securities and Exchange Commission has charged a pair of college professors in Tallahassee, Fla., with perpetrating a complex naked short selling scheme for more than $400,000 in illicit profits.

  • By: Staff
  • February 3, 2014 August 21, 2018
  • 10:21

Indian police have summoned Canadian research firm Veritas Investment Research Corp. and its analysts to appear in India on August 27.