Trailer fee

Regulators extend exemptions for discount brokers to comply with trailer ban

Industry

Regulators extend exemptions for discount brokers to comply with trailer ban

The exemptions were previously slated to end on Nov. 30

By Michelle Schriver |August 31, 2023

2 min read

Court pauses rival series of trailer-fee lawsuits

Regulation

Court pauses rival series of trailer-fee lawsuits

Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages

By James Langton |August 3, 2023

2 min read

CSA and CCIR finalize rules for total cost reporting

Industry

CSA and CCIR finalize rules for total cost reporting

The industry has until 2026 to adopt the requirements

By James Langton |April 20, 2023

3 min read

Discount brokers can’t be sued over pre-ban trailers, court rules

Industry

Discount brokers can’t be sued over pre-ban trailers, court rules

Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

By James Langton |January 23, 2023

3 min read