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Keyword: Trailer fee

25 results found
Justitia, the goddess of justice

An Ontario court said the plaintiff has a viable claim for breach of trust and fiduciary duty

Senior couple doing the income tax declaration online

Lawsuit's goal is to have discount brokerages return trailing commissions to investors

  • By: Staff
  • January 17, 2020 January 22, 2020
  • 17:15
loudspeaker

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

Messy vintage accountant's desktop with adding machine and paper rolls, he is working with the calculator

The Canadian industry still rates poorly because asset-weighted median expenses are relatively high

photo of hands holding pen under document and pressing calculator buttons

Most investors don't understand the concept of embedded compensation, such as trailer fees

Financial Advisor Assisting Senior Couple

The OSC's research challenges the justification for DSCs and trailing commissions

  • By: Staff
  • July 29, 2019 July 29, 2019
  • 15:27
courtroom gavel

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

  • By: Staff
  • May 17, 2019 May 17, 2019
  • 13:17

Expert insights for advisors with commissions-based books

Lawyer

RBC, BMO and National Bank divisions are the latest firms to be named

  • By: Staff
  • February 4, 2019 February 4, 2019
  • 14:01
Finger art of people during quarrel

In submissions to the CSA, investors are critical of regulators and advisors