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Keyword: Trailer fee

19 results found

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

  • By: Staff
  • May 17, 2019 May 17, 2019
  • 13:17

Expert insights for advisors with commissions-based books

Lawyer

RBC, BMO and National Bank divisions are the latest firms to be named

  • By: Staff
  • February 4, 2019 February 4, 2019
  • 14:01
Finger art of people during quarrel

In submissions to the CSA, investors are critical of regulators and advisors

Businessman checking reported profits on the paper and laptop.

Find out what the next steps are

  • By: Staff
  • November 21, 2018 November 21, 2018
  • 15:15
Multiethnic couple considering investment real estate purchase consulting realtor, interracial family listening attentively to mortgage broker thinking of getting bank loan for buying new home house

Educational material coincides with world investor week

  • By: Staff
  • October 1, 2018 October 1, 2018
  • 12:04
close up, business man or lawyer accountant working on accounts using a calculator and writing on documents

Find out what the regulators said at IFIC's annual conference

Senior and mature man sitting on yacht using laptop, smiling

CARP letter defends "overdue investor protections"

  • By: Staff
  • September 24, 2018 September 24, 2018
  • 16:23
Gavel

Lawsuit cites lack of advice provided by discount brokers

Effective March 31, 2017, Sun Life Global Investments will reduce the management fee of the Sun Life Milestone 2020 Fund to 1%, a reduction of 30 basis points. Read: Sun Life reports 14% increase in wealth sales Sun Life’s Milestone series of funds reduces fees as the funds become more conservative. The trailing commissions for […]

  • By: Staff
  • March 9, 2017 August 21, 2018
  • 09:48