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Keyword: Trailer fee

35 results found
photo of hands holding pen under document and pressing calculator buttons

Temporary relief aims to help firms implement new rules on June 1

Wooden gavel used by a judge or auctioneer

The firm agreed to a $157,500 fine and will repay 6,000 affected clients

Justitia, the goddess of justice

An Ontario court rejected a motion to appeal the certification decision in a BMO funds case

Magnifying glass highlighting investment stock quotes in business section of newspaper.

The firm also announced various risk-rating and fund-names changes

  • By: Staff
  • July 27, 2021 July 27, 2021
  • 17:00
loudspeaker

The firm is also renaming certain mutual funds

  • By: Staff
  • July 14, 2021 July 14, 2021
  • 17:30
Wooden gavel used by a judge or auctioneer

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

Businessman working on Desk office business

New rules coming into effect June 30 require advisors to address material conflicts

gavel on a wooden bench

The Ontario Divisional Court has rejected TDAM’s leave to appeal an earlier ruling

  • By: Staff
  • October 9, 2020 October 9, 2020
  • 10:27
Cut purple ribbon

Both funds have low risk ratings

  • By: Staff
  • July 20, 2020 July 20, 2020
  • 11:26
Young business couple meeting with tech devices

The firm cited a lack of demand for the fee option

  • By: Staff
  • June 26, 2020 June 26, 2020
  • 11:37