Trailer fee

Industry

IG settles with MFDA over suitability of DSC sales to elderly clients

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

By Staff |May 17, 2019

2 min read

Advisor's Edge

Find your footing amid the furor over DSCs

Expert insights for advisors with commissions-based books

March 25, 2019

5 min read

Industry

More firms face class actions over trailers

RBC, BMO and National Bank divisions are the latest firms to be named

By Staff |February 4, 2019

2 min read

Industry

Investor anger about DSCs palpable in comment letters

In submissions to the CSA, investors are critical of regulators and advisors

January 11, 2019

3 min read

Industry

MFDA issues update on total cost reporting

Find out what the next steps are

By Staff |November 21, 2018

1 min read

Industry

MFDA explains mutual fund fees to investors

Educational material coincides with world investor week

By Staff |October 1, 2018

1 min read

Industry

What happens if DSCs aren’t banned? SROs respond

Find out what the regulators said at IFIC's annual conference

September 28, 2018

4 min read

Industry

Seniors group calls on Ontario government to change position on DSCs

CARP letter defends "overdue investor protections"

By Staff |September 24, 2018

2 min read

Industry

Proposed class action lawsuit on trailing commissions filed against CIBC

Lawsuit cites lack of advice provided by discount brokers

By Staff, with files from The Canadian Press |September 19, 2018

2 min read

Industry

Sun Life reduces fund fee by 30 basis points

Effective March 31, 2017, Sun Life Global Investments will reduce the management fee of the Sun Life Milestone 2020 Fund to 1%, a reduction of 30 basis points. Read: Sun Life reports 14% increase in wealth sales Sun Life’s Milestone series of funds reduces fees as the funds become more conservative. The trailing commissions for […]

By Staff |March 9, 2017

1 min read

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