News and resources for Canada's top financial advisors
Est. 1998
Industry
The whistleblower payout of $200M was in part for foreign enforcement
By James Langton |October 21, 2021
2 min read
Rule changes from 2020 enable SEC to ban frivolous filers from its tip award program
By James Langton |September 28, 2021
1 min read
Agency pays near-record US$110 million to tipster
By James Langton |September 15, 2021
The SEC has awarded US$2.6 million to an assortment of whistleblowers
By James Langton |August 27, 2021
The regulator's whistleblower program has generated hundreds of tips and paid out millions in rewards
By James Langton |July 14, 2021
The latest award came on a tip that led to multiple investigations and enforcement actions
By James Langton |May 19, 2021
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
By James Langton |April 23, 2021
The agency has awarded whistleblowers US$123 million since 2014
Agency hands out its record-setting 40th financial award for an enforcement tip
By James Langton |March 29, 2021
Informants receive between 5%-15% of tax collected as a result of tips
By Rudy Mezzetta |November 27, 2020
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