MFDA panel hands down permanent ban, $1.7-million fine
Ex-fund rep misappropriated client money and disappeared
- July 4, 2022 July 4, 2022
- 16:42
Top stories
Industry News
After brutal first half, investors are wondering what’s next
One challenge will be determining if and when inflation has peaked, and how slowing growth will affect earnings
- July 4, 2022 July 4, 2022
- 14:29
B.C. court dismisses closet indexing class action against TDAM
The court found the mutual funds were actively managed
- July 4, 2022 July 4, 2022
- 15:37
AUM growth may require new strategies, business models
Advisors expect annual asset growth of 10% over three years, Natixis survey finds
- By: Staff
- June 30, 2022 June 30, 2022
- 12:29
Bank of Canada surveys suggest business and consumer inflation expectations up
However, businesses' longer-term expectations for inflation remain stable between 2% and 3%
- By: The Canadian Press
- July 4, 2022 July 4, 2022
- 11:05
Helping your clients talk to kids about money
The conversation should reflect their age and stage of life
- By: Maddie Johnson
- June 29, 2022 June 29, 2022
- 12:30
Paul Holba named new chief investment officer at Empire Life
Holba joined the firm in 2009 and previously served as vice-president, retail distribution
- By: Staff
- July 4, 2022 July 4, 2022
- 14:34
Global equity issuance plunges amid rocky markets
Debt market activity declines, high yield craters, Refinitiv reports
- By: James Langton
- July 4, 2022 July 4, 2022
- 14:17
WCM launches parental leave pledge for financial firms
Gender inequalities in unpaid care work contribute to gender inequality in the workplace, Women in Capital Markets says
- By: Staff
- June 30, 2022 June 30, 2022
- 10:31
ECB aims to green monetary policy
Climate risk to factor into bond purchases and collateral framework
- By: Staff
- July 4, 2022 July 4, 2022
- 14:11
Global M&A activity weaker in 2022: Refinitiv
Deal-making stumbled as market volatility spiked
- By: Staff
- July 4, 2022 July 4, 2022
- 14:22
P&C broker acquires Newport Private Wealth
NFP's latest acquisition helps solidify its expanding asset-based business
- By: Staff
- June 30, 2022 June 30, 2022
- 14:12
IFIC’s Paul Bourque to retire this year
A committee is searching for the organization’s next CEO
- By: Staff
- June 30, 2022 June 30, 2022
- 10:48
Crypto rules to make Europe a global leader as prices plunge
Companies issuing or trading cryptoassets face tough transparency requirements
- By: Kelvin Chan, The Associated Press
- June 30, 2022 June 30, 2022
- 12:28
How advisors are helping clients navigate crypto volatility
Investors should take a long-term approach to cryptocurrency, advisor suggests
- By: Daniel Calabretta
- June 28, 2022 June 28, 2022
- 16:36
Statistics Canada says economy grew 0.3% in April, but contracted in May
The surprise contraction may have been due to temporary factors
- By: Craig Wong, The Canadian Press
- June 30, 2022 June 30, 2022
- 12:22
Enforcement cases up, penalties down last year: CSA report
Regulators refined techniques to analyze cryptoasset trading, report says
- By: Staff
- June 29, 2022 June 29, 2022
- 12:42
Advice for novice advisors in tough times
How these experienced advisors handled unfavourable economic conditions
Debt in a time of rising rates
How will rising rates affect your clients, particularly those with debt?
- By: Staff
- June 17, 2022 June 17, 2022
- 10:05
Values-based conversations key to ESG investing and KYC requirements
An RIA panel discussed the challenges and opportunities of integrating ESG considerations into know-your-client procedures
- By: Daniel Calabretta
- June 13, 2022 June 13, 2022
- 11:32
Don’t get too far into the weeds of ESG terminology
Whether the label is 'responsible' or 'sustainable' investing, focus on the approaches and not the title, an RIA conference speaker said
- By: Greg Meckbach
- June 10, 2022 June 10, 2022
- 13:40
