For clients making life changes during Covid-19, advisors are providing clarity
ETFs, mutual funds scored record assets last year
At FP Canada's ethics session, financial planners were urged to proactively address client changes
Industry veteran Pat Chiefalo left the position earlier this year
OSC head expressed concern about banks' response to the client-focused reforms
Advisors share how they respond to unusual email
The requirement to put clients’ interests first “reinforces the importance of suitability”
Unlicensed professionals must avoid registrable activity
An expert panel urged advisors to strictly adhere to a code of ethics
Dealers shouldn’t be confronted with red flags upon entry to the home