Regulation

Regulators update warning on advisor awards

Participating in recognition programs at all could be a compliance issue

By Melissa Shin | December 8, 2023

2 min read

Former fund industry executive banned

Tribunal bans David Singh following fraud conviction

By James Langton | December 8, 2023

1 min read

Bridging faces $40M bill from receiver, counsel

Court asked to approve two years worth of fees in ongoing receivership

By James Langton | December 8, 2023

3 min read

OSFI maintains bank capital buffer

Regulator says vulnerabilities are high, but haven’t intensified in recent months

By James Langton | December 8, 2023

2 min read