CSA lists regulatory achievements for 2013-2016

What have you done for me lately? A lot, if you ask our securities regulators.

CSA has just released a highlight reel of their regulatory achievements for 2013-2016. Changes to Fund Facts delivery requirements were at the top of the list, along with the regulators’ work on mutual fund fees, which resulted in a notice at the end of June signaling CSA’s intention to ban embedded commissions.

Check out the rest here.

Also read:

CSA takes big step toward ban on embedded commissions

IFIC hits back at CSA plan to ban embedded commissions

Commission ban could be bad move, says CFA

Staff

The staff of Advisor.ca have been covering news for financial advisors since 1998.