IIROC hands down $25,000 fine

By Staff | February 5, 2013 | Last updated on February 5, 2013
1 min read

Following a penalty hearing held on December 20, 2012, a hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) imposed the following penalty on David Hoang:

(a) A fine in the amount of $25,000.

The penalty decision can be found here.

Advisor.ca staff


The staff of Advisor.ca have been covering news for financial advisors since 1998.