OSC names advisory committee members

By Staff | January 9, 2015 | Last updated on January 9, 2015
1 min read

The OSC has made the members of its Registrant Advisory Committee public.

They’ll serve from 2015 to 2017. The committee is a forum to discuss issues in interpreting and complying with Ontario securities law. It also provides feedback to the OSC on the development and implementation of policy.

Read: OSC defends exempt market proposals

Debra Foubert, director of the Compliance and Registrant Regulation Branch, will continue to chair the committee. Members represent the different registration categories and business models overseen by the OSC.


Robert Maxwell Arrow Capital Management Inc.
Prema K. R. Thiele Borden Ladner Gervais LLP
Leonard Racioppo Coerente Capital Management Inc.
Matthew Irwin Ewing Morris & Co. Investment Partners Ltd.
Richard Goldstein First Republic Capital Corporation
Eric Adelson Invesco Canada Ltd.
Brent H. Moore Mackenzie Financial Corporation
Catherine Chamberlain Vanguard Investments Canada Inc.
Cora Pettipas National Exempt Market Association
Matthew Brady Mutual Fund Dealers Association of Canada
Sandra Blake Investment Industry Regulatory Organization of Canada
Cathy Tuckwell Portfolio Management Association of Canada and 1832 Asset Management L.P.

Also read:

Proposed regs for exempt market a mistake: Mintz

OSC recognizes Aequitas Neo Exchange

Advisor.ca staff


The staff of Advisor.ca have been covering news for financial advisors since 1998.