OSC names advisory committee members

The OSC has made the members of its Registrant Advisory Committee public.

By Staff | January 9, 2015 | Last updated on January 9, 2015

1 min read

The OSC has made the members of its Registrant Advisory Committee public.

They’ll serve from 2015 to 2017. The committee is a forum to discuss issues in interpreting and complying with Ontario securities law. It also provides feedback to the OSC on the development and implementation of policy.

Read: OSC defends exempt market proposals

Debra Foubert, director of the Compliance and Registrant Regulation Branch, will continue to chair the committee. Members represent the different registration categories and business models overseen by the OSC.

Members:

Robert Maxwell	Arrow Capital Management Inc.
Prema K. R. Thiele	Borden Ladner Gervais LLP
Leonard Racioppo	Coerente Capital Management Inc.
Matthew Irwin	Ewing Morris & Co. Investment Partners Ltd.
Richard Goldstein	First Republic Capital Corporation
Eric Adelson	Invesco Canada Ltd.
Brent H. Moore	Mackenzie Financial Corporation
Catherine Chamberlain	Vanguard Investments Canada Inc.
Cora Pettipas	National Exempt Market Association
Matthew Brady	Mutual Fund Dealers Association of Canada
Sandra Blake	Investment Industry Regulatory Organization of Canada
Cathy Tuckwell	Portfolio Management Association of Canada and 1832 Asset Management L.P.

Also read:

Proposed regs for exempt market a mistake: Mintz

OSC recognizes Aequitas Neo Exchange

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