Divorce

Briefly: ‘IIROC fines advisor’ and more news

An IIROC hearing panel has imposed a fine of $36,500 against James Jannetta and has required him to pay costs of $15,000 for numerous breaches of IIROC’s business conduct. The panel found that Jannetta failed to record or update client investment objectives and risk tolerance in two client accounts and engaged in discretionary trading in […]

By Staff |June 9, 2010

3 min read

RDSP choices remain limited, despite new entries

In less than a month the deadline for receiving any government contributions on the new registered disabled savings plan (RDSP) will expire for the 2008 tax year. Yet, only two financial institutions are offering RDSPs. RBC announced Monday it will be offering RDSPs as of February 16, 2009. This will allow interested families to take […]

By Mark Noble |February 9, 2009

4 min read