Exempt markets

What’s next for private placements?

Providing suitable clients with these investments can be a way to differentiate yourself.

By Bev Cline |November 5, 2012

4 min read

New software for exempt market

Exempt Logic Corp. launched beta access to its software product for the exempt market industry. Exempt Logic, the first application developed for the industry, is a cloud-based software application that streamlines compliance, sales, and administrative functions. “Our ultimate goal is transparency,” said Sheldon Stier, founder & CEO, Exempt Logic. “We can all do our jobs […]

By Staff |November 2, 2012

1 min read

Regulators to change venture issuer rules

The CSA has published revamped proposed changes to National Instrument 51-103, which regards governance and disclosure requirements for venture issuers.

By Staff |September 13, 2012

2 min read

Don’t gloss over exempt market risks

If you’re selling in the exempt market, you’re offering a service as well as a product. Focus on client needs, as well as product suitability.

By Stephanie A. McManus, LL. B. |September 13, 2012

3 min read