News and resources for Canada's top financial advisors
Est. 1998
Industry
Request follows recent SEC decision that found exchanges didn't provide sufficient justification for marketplace fees
By Staff |December 17, 2018
2 min read
The Scotiabank VP has a background in public policy
By Staff |October 26, 2018
1 min read
Winners will be announced on Oct. 25
By Staff |October 2, 2018
Integrated full-service firms have outshone independents since 2012, but there's more to the story
By Staff |September 6, 2018
3 min read
This year’s recipient will be announced at the IIAC Top Under 40 award luncheon in October.
By Staff |March 13, 2018
The deadline to submit nominations is May 4.
By Staff |February 13, 2018
The greatest global issue is cross-border capital flows.
By Staff |December 5, 2017
IIAC will induct six business leaders into its Investment Industry Hall of Fame at a gala Thursday night. Read: Woman among IIAC’s 2017 Hall of Fame inductees The new members are: Read: IIAC appoints board, first female chair “Their contributions on the national and community stages and their everlasting mark of excellence and integrity on […]
By Staff |October 26, 2017
IIROC, the self-regulatory body for securities dealers, reviewed its Rule 42 last year dealing with conflicts of interest, uncovering some problems related to disclosures and compensation. IIROC surveyed firms in June 2016 to assess the effectiveness of the new conflict of interest rule. Ian Russell, head of IIAC, the industry advocacy group for IIROC members, […]
By Staff |June 30, 2017
IIAC announced its 2017-18 board of directors and the group’s first appointment of a female chair. Charyl Galpin, head of the private client division for BMO Nesbitt Burns, has been named chair. “I am honoured to be selected to lead the IIAC Board through this unprecedented structural change to strengthen investor protection and market efficiency, […]
By Staff |June 8, 2017
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