News and resources for Canada's top financial advisors
Est. 1998
James is a senior reporter for Advisor.ca and its sister publication, Investment Executive. He has been reporting on regulation, securities law, industry news and more since 1994.
Regulation
Tribunal bans David Singh following fraud conviction
By James Langton | December 8, 2023
1 min read
Court asked to approve two years worth of fees in ongoing receivership
3 min read
Regulator says vulnerabilities are high, but haven’t intensified in recent months
2 min read
Consultation seeks to set rules for financial industry cloud providers
By James Langton | December 7, 2023
Industry
CSA publishes systemic risk survey summary
Agency doesn't anticipate rating movement among fintechs in the short term
By James Langton | December 6, 2023
Decision on tougher investor protection measures coming by end of 2025
Firms to pay US$2.6 million, including US$1 million in client restitution
Economic Indicators
The 0.8% drop is the sixth straight quarterly labour productivity decline, StatsCan reports
Policy
Recommendations echo affordability measures in government's fall economic statement
By James Langton | December 5, 2023
Revenues were down slightly in Q4, while expenses and loan provisions were up
Planning and Advice
November 28, 2023|4 min read
October 25, 2023|3 min read
October 23, 2023|3 min read
September 11, 2023|3 min read
Tax & Estate
October 26, 2023|4 min read
July 31, 2023|5 min read
November 15, 2023|6 min read
August 30, 2023|5 min read
Investments
September 15, 2023|3 min read
June 20, 2023|3 min read
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