Steven Lamb and Scot Blythe

IDA weighs in on hedge funds, referrals

(May 27, 2005) Investment dealers and their firms are responsible for the suitability of their clients’ investments, even if the product in question is exempt from regulatory oversight, according to an IDA report entitled Regulatory Analysis of Hedge Funds. “The complexities of many hedge fund products make assessment of their suitability difficult,” the report says. […]

By Steven Lamb and Scot Blythe |May 27, 2005

5 min read