Industry

Advisors expected to add more value

As the financial advice industry evolves towards the adoption of strategic, goal-oriented advice models, employers and investors are expecting more of financial advisors, according to a Canadian Securities Institute (CSI) research. The study, that polled a cross-section of financial services professionals and opinion leaders, found that in an environment of lower risk tolerance, the rising […]

By Staff |October 3, 2012

2 min read

Growth cycle may be over

Economists have often said economic growth will continue indefinitely over the long term. But, is this actually true?

By Wire services |October 3, 2012

1 min read

Rep settles over elderly client’s account

IIROC has accepted a settlement agreement between IIROC staff and Harry Richard Newman.

By Staff |October 2, 2012

1 min read

OSC hands down 15-year trading ban, disgorgement

OSC concludes respondents contravened Ontario securities law and acted contrary to the public interest.

By Staff |October 2, 2012

3 min read