Industry

RBC GAM makes changes to ETF risk ratings

RBC Global Asset Management Inc. (RBC GAM) has made changes to the risk ratings of certain ETFs. These changes will be reflected in the prospectus updates filed for these ETFs on or about April 25. Read: Where bearish advisors can look for opportunity Risk rating increases Risk rating decreases The changes are based on the […]

By Staff |April 23, 2018

1 min read

What regulators discussed at joint forum meeting

Canada’s financial regulators discussed investment fund fees and obligations to clients at their annual meeting in Montreal. The joint forum of Financial Market Regulators includes the Canadian Securities Administrators (CSA), the Canadian Council of Insurance Regulators (CCIR), the Canadian Association of Pension Supervisory Authorities (CAPSA) and the Canadian Insurance Services Regulatory Organizations (CISRO). Discussions included […]

By Staff |April 23, 2018

1 min read

MFDA rep fined $124,000 and permanently banned

Rep 'misappropriated' money from clients

By Staff |April 20, 2018

1 min read

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