Industry

Details on Mackenzie Financial penalty for improper sales practices

The OSC details its settlement with the firm

By Staff |April 19, 2018

3 min read

Canadian workers value pension benefits, planning help: survey

Most respondents (72%) say they've stayed with an employer due to their pension benefits

By Benefits Canada |April 19, 2018

2 min read

Franklin Templeton proposes changes to 2 funds

Find out more

By Staff |April 19, 2018

1 min read

MFDA rep fined $75,000 and permanently banned

An MFDA hearing panel has fined and permanently banned previously registered rep Cuiqin Ammy Yang for altering account forms and submitting them directly to fund companies for processing. Specifically, the panel found that Yang, who was registered in Ontario as a mutual fund salesperson with Peak Investment Services, altered two account forms without evidence of […]

By Staff |April 18, 2018

1 min read