Industry News

Regulation

Court certifies crypto class action against Binance

Suit alleges that retail investor trades violated securities law

By James Langton |April 22, 2024

3 min read

Regulation

OSC hikes fees for crypto firms

Regulator adopts new charges to cover added costs on overseeing crypto sector

By James Langton |April 19, 2024

2 min read

Industry

Ottawa to force banks to label carbon rebate

Some banks, but not all, have amended their direct deposit procedures

By Mia Rabson, The Canadian Press |April 19, 2024

2 min read

Regulation

CIRO seeks stiffer enforcement sanctions

SRO proposes doubling maximum fines, toughening suspensions

By James Langton |April 18, 2024

2 min read

Regulation

CSA sets path to market data reforms

Regulators to boost fee transparency, explore enhanced retail access

By James Langton |April 18, 2024

3 min read

Regulation

FSRA disciplinary disclosure faces legal challenge

Ontario court allows bid for judicial review of enforcement practices

By James Langton |April 18, 2024

3 min read

Industry

CIFP sues FP Canada for agreement breach, trade libel

Claim asks for $1.2 million in damages arising from dispute over regulator-approved credentials for title protection

By Michelle Schriver |April 18, 2024

4 min read

Regulation

Former rep banned for selling fake investment

Retirees were duped for almost a decade, SRO finds

By James Langton |April 18, 2024

3 min read

Industry

Court resurrects fiduciary duty claim against investment advisors

Decision should be a 'wake-up call' to advisors: lawyer

By Michael McKiernan |April 18, 2024

4 min read

Industry

U.S. software firm releases retirement planning tools

Also, Webull launches desktop platform

By Jonathan Got |April 17, 2024

1 min read

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