The overall pass rate was 72% for the latest sitting
Applicants will still be required to submit a comprehensive financial plan and complete a technical exam
Report highlights record number of exam candidates in the past fiscal year
SRO has yet to finalize its approach to determining which courses will qualify
FP Canada said that 1,832 candidates combined took the two exams in November
Industry research can make advisors feel vulnerable. Use that feeling as a call to action.
If you’re an MFDA advisor, expect a published rule on continuing education (CE) requirements late this year or early 2018. Read: IIROC continuing education rules are here The self-regulatory organization (SRO) aims for CE requirements “to establish minimum standards for individuals to keep their industry knowledge current and maintain a high standard of professionalism.” Before […]
Six recommendations to help firms, advisors and clients
The final deadline to register for the CFP exam and the FPSC level one exam is coming up.
The authors identify 34 concrete, detailed strategies to improve client relationships, perform better discovery and give better advice.