Industry research can make advisors feel vulnerable. Use that feeling as a call to action.
If you’re an MFDA advisor, expect a published rule on continuing education (CE) requirements late this year or early 2018. Read: IIROC continuing education rules are here The self-regulatory organization (SRO) aims for CE requirements “to establish minimum standards for individuals to keep their industry knowledge current and maintain a high standard of professionalism.” Before […]
Six recommendations to help firms, advisors and clients
The final deadline to register for the CFP exam and the FPSC level one exam is coming up.
The authors identify 34 concrete, detailed strategies to improve client relationships, perform better discovery and give better advice.
Up for consultation is CSA Consultation Paper 33-404.
Hint: it involves regulatory arbitrage.
If you're considering sharpening your edge by getting a business degree, make sure you find the program that fits you best.
The researchers suggest that the path to under-representation starts early.
This decision touched a nerve with readers.