Advisor education

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Advisor's Edge Report

Coming soon: MFDA continuing education

If you’re an MFDA advisor, expect a published rule on continuing education (CE) requirements late this year or early 2018. Read: IIROC continuing education rules are here The self-regulatory organization (SRO) aims for CE requirements “to establish minimum standards for individuals to keep their industry knowledge current and maintain a high standard of professionalism.” Before […]

By Michelle Schriver |December 15, 2017

5 min read

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Industry

How the industry can protect vulnerable investors

Six recommendations to help firms, advisors and clients

By Staff |November 16, 2017

2 min read

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Industry

Registration deadline for CFP exam approaching

The final deadline to register for the CFP exam and the FPSC level one exam is coming up.

By Staff |April 25, 2017

1 min read

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Industry

CE Course: 34 ways to be a better advisor

The authors identify 34 concrete, detailed strategies to improve client relationships, perform better discovery and give better advice.

By Anne Manson and Doug Towill |November 10, 2016

22 min read