Advisor

Title protection fee proposal in Ontario draws criticism from planning associations, investor advocates

Group rejects proposed fee exemptions for self-regulatory organization and calls for greater advisor proficiency

By Staff |June 6, 2023

3 min read

When your child isn’t fit to be your successor

Realizing the person you want to take over your practice isn't qualified can be a dramatic moment. How should you handle it?

By Melissa Shin |May 29, 2023

2 min read

Regulators warn investors of advisor impersonators

Fraudsters are posing as registered individuals

By Staff |May 25, 2023

1 min read

How to leverage — not loathe — compliance

Demonstrate and discuss your regulatory requirements with clients, IFB says

By Michelle Schriver |May 25, 2023

2 min read