Broker

ING closes broker channel

ING Direct Canada is closing its mortgage broker division. The firm will be re-branded, drop the ING name, and sell mortgages direct to consumers.

By Staff |January 16, 2013

1 min read

Mackenzie names VP for global client relations

Mackenzie Institutional has appointed Yvonne Davidson as vice president, global client relations. In her new role she will be responsible for overseeing institutional client relations efforts worldwide. This position was recently created as Mackenzie Institutional develops its presence in the Canadian and global markets, says Gary A. Wing, executive vice president, Mackenzie Institutional. Davidson has […]

By Staff |January 9, 2013

1 min read

Jory Capital exits brokerage business

Jory Capital, easily the most controversial firm in Manitoba’s financial services sector, has had its registration revoked and its CEO is moving on.

By Renée Alexander |December 19, 2012

3 min read

SEC goes after firms in China and India

The U.S. Securities and Exchange Commission has charged the Chinese affiliates of Deloitte, Ernst & Young, KPMG, PwC and BDO with violating the U.S. Securities Exchange Act. By refusing to produce paperwork related to investigations into accounting fraud, these firms ran afoul of securities laws, says an FT report. The move has brought the spotlight […]

By Staff |December 4, 2012

2 min read