Capital Markets Tribunal

OSC’s case against Bridging execs gets the go-ahead

OSC’s case against Bridging execs gets the go-ahead

Tribunal rules Sharpes failed to make the case for a stay, hearing starts June 26

By James Langton |June 22, 2023

3 min read

Tribunal allows witness to testify in U.S. case

Tribunal allows witness to testify in U.S. case

OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests

By James Langton |January 31, 2023

2 min read

Cannabis company, ex-CEO settle OSC allegations

Cannabis company, ex-CEO settle OSC allegations

Sanctions include market bans, costs, but no financial penalties

By James Langton |November 4, 2022

3 min read

Fund manager fined, banned in OSC settlement

Fund manager fined, banned in OSC settlement

Firm violated securities rules by breaching concentration limits, misleading investors

By James Langton |June 24, 2022

2 min read