Client

U.S. regulator’s new challenge: educating rookie investors

FINRA seeks input on reaching meme stock traders and other novices

By James Langton |June 30, 2021

2 min read

Addressing the conflict of proprietary products

Conflicts-related reforms come into effect June 30

By Michelle Schriver |June 29, 2021

5 min read

MFDA, IIROC consult on CFR suitability guidance

The proposals are out for a 60-day comment period

By James Langton |June 21, 2021

1 min read

Many investors stayed the course during Covid-19 volatility

More than six in 10 Canadians surveyed maintained their investment strategies

By Staff |June 17, 2021

2 min read