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Beginning next year, the CFRs will require you to demonstrate that you’ve considered a “reasonable range of alternatives”


Regulators seek whistleblower tips on short selling ahead of new offerings

Dialogue goes virtual due to Covid-19

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The FCNB will accept commentary on the rules until Nov. 23

Safe water support aid circle with rope. Rescue red life buoy on wooden background of ship or boat. Helpful object.

CSA issues guidance for fund managers on liquidity risk


Proposals would refine mandatory central clearing

Business and financial district in a city with pillars

The former CI president supports a proposal to open up bank shelves to independent products

An Alberta firm refused to compensate a harmed investor

The regulator cited concerns about possible client over-concentration

House bubble

The changes will take effect March 1, 2021