News and resources for Canada's top financial advisors
Est. 1998
Industry
The CSA has published for comment CSA Staff Notice 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market, which describes the CSA’s plan to enhance fixed-income regulation.
By Staff |September 17, 2015
1 min read
The CSA has published Staff Notice 51-344 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015, which summarizes the results of the CSA's continuous disclosure (CD) review program.
By Staff |July 16, 2015
CSA has published proposed amendments that would require ETFs to produce and file summary disclosure documents.
By Staff |July 6, 2015
3 min read
CSA has published proposed amendments would require certain exempt market filings to be filed in electronic format on SEDAR.
By Staff |June 30, 2015
2 min read
CSA has implemented amendments that provide limited exemptions from certain disclosure requirements for offerings of foreign securities made in Canada.
By Staff |June 25, 2015
IIROC is releasing proposed amendments to the Universal Market Integrity Rules (UMIR) for comment, to align with a proposal by CSA that clarifies the interpretation of a protected order.
By Staff |June 12, 2015
The CSA has published the Mutual Fund Fee Research report prepared by The Brondesbury Group.
By Staff |June 11, 2015
Compliance roundup
By Allan Tong |May 15, 2015
5 min read
CSA has adopted National Policy 25-201 Guidance for Proxy Advisory Firms.
By Staff |April 30, 2015
CSA has published proposals to expand the passport system to two areas.
By Staff |April 16, 2015
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