CSA issues guidance for fund managers on liquidity risk
Most respondents to an MFDA poll said they supported rethinking the current SRO framework
Proposals would refine mandatory central clearing
In a submission, the regulators warned against enforcement reforms
Deloitte has examined IIROC’s proposal to merge with the MFDA
The investor advocate has penned an open letter calling on the CSA to act quickly
The securities administrators "did not identify concerns" with the SRO
Regulators are closer to banning trailer fees paid to discount brokers
The CSA will undertake its own in-depth analysis of SRO reform, says Grant Vingoe
Regulators issued more investor alerts and bans