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Safe water support aid circle with rope. Rescue red life buoy on wooden background of ship or boat. Helpful object.

CSA issues guidance for fund managers on liquidity risk

Business people, entrepreneur, business, small business concept

Most respondents to an MFDA poll said they supported rethinking the current SRO framework

File

Proposals would refine mandatory central clearing

Business people working in a conference room

In a submission, the regulators warned against enforcement reforms

Idea

Deloitte has examined IIROC’s proposal to merge with the MFDA

The investor advocate has penned an open letter calling on the CSA to act quickly

Gavel

The securities administrators "did not identify concerns" with the SRO

  • By: Staff
  • August 5, 2020 August 5, 2020
  • 11:53
Business Team Meeting Project Planning Concept

Regulators are closer to banning trailer fees paid to discount brokers

Idea

The CSA will undertake its own in-depth analysis of SRO reform, says Grant Vingoe

court gavel regulatory

Regulators issued more investor alerts and bans