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Issuers, investment funds, registered firms and others will have more time to meet regulatory obligations

  • By: Staff
  • March 23, 2020 March 23, 2020
  • 14:42
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The regulator has announced 45-day extensions for filings and comment periods

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Management cease-trade orders are an option for issuers affected by Covid-19

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The reviews are designed to help identify issues that might delay prospectus approval

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The proposals include changes to rules around trusted contacts and temporary holds

17656724 - conference meeting microphones and businessman

The CSA first introduced crowdfunding exemptions and orders in 2015, which have hardly been used

Financial Advisor Assisting Senior Couple

The CSA cited investor protection as it gave a timeline for its ban, while Ontario's regulator introduced new limits on DSC sales

Idea

Kenmar Associates hopes the review won’t just rubber-stamp a merger of the MFDA and IIROC

photo of hands holding pen under document and pressing calculator buttons

The regulator has revised a proposed rule governing issuers’ use of non-GAAP financial metrics

Indecisive and lost man chooses the right path

A discussion paper calls the current system outdated, complex and product-based