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Keyword: CSA

164 results found
stack of documents or files, overload of paperwork on black background

Retail reforms remain central to the regulator’s agenda

  • By: Staff
  • June 13, 2019 June 13, 2019
  • 11:58
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Compliance reviews uncover deficiencies in data reporting

  • By: Staff
  • June 6, 2019 June 11, 2019
  • 14:30
stack of documents or files, overload of paperwork on black background

SEDAR, the National Registration Database and others would be replaced by a single system

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Deal aims for cooperation between ‘regulatory sandbox’ initiatives

  • By: Staff
  • April 18, 2019 April 18, 2019
  • 14:58

Implementation of the changes begins this year

  • April 18, 2019 April 23, 2019
  • 14:04
DUANE RIEDER / GETTY IMAGES

Review didn't uncover any significant shortcomings

  • By: Staff
  • April 18, 2019 April 18, 2019
  • 12:29
Notepads

Addressing the regulatory burden is another area outlined in the regulator's policy priorities

loudspeaker

Quebec's top regulator became CSA chair in March 2015

  • By: Staff
  • March 28, 2019 March 28, 2019
  • 12:13

Expert insights for advisors with commissions-based books

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The regulator outlined the types of incidents that must reported, and what reports should include

  • By: Staff
  • March 15, 2019 March 15, 2019
  • 13:40