The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations
The amendments give regulators access to audit work performed by foreign firms
The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
The new national Investor Advisory Panel will provide retail investor perspective on regulators' work
The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022
Reforms will take effect in 2022, and regulators promise more to come
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
Marketing tactics by crypto firms are raising concerns with CSA and IIROC
A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing
IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say