Home CSA

Keyword: CSA

239 results found
Tree Flat icon set

A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing

stack of documents or files, overload of paperwork on black background

IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say

Concept of important choices of a businessman, Business Challenge

Consolidated rules and enhanced governance will be part of the changes

An oversight examination has uncovered just one "low-priority" issue with market surveillance

Advisor meeting with clients

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect


New rules increase maximum limits for issuers and investors

Lawyer writing in legal book

Securities regulators ordered more than $42 million in restitution, compensation and disgorgement

Advisor meeting with clients

The proposals are out for a 60-day comment period

senior woman with laptop

According to the CSA, 91% of Canadians say they face barriers to discussing finances with older adults

  • By: Staff
  • June 15, 2021 June 15, 2021
  • 13:41

A CSA consultation has become more interesting after the GameStop saga