Home CSA

Keyword: CSA

247 results found
File

The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

photo of hands holding pen under document and pressing calculator buttons

The amendments give regulators access to audit work performed by foreign firms

  • By: Staff
  • January 13, 2022 January 13, 2022
  • 14:49
Lawyer writing in legal book

The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

Megaphone

The new national Investor Advisory Panel will provide retail investor perspective on regulators' work

Tree Flat icon set

The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022

Shelf with file folders in a archives

Reforms will take effect in 2022, and regulators promise more to come

Business people working in a conference room

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

Close up of mouse trap on old wooden table

Marketing tactics by crypto firms are raising concerns with CSA and IIROC

Tree Flat icon set

A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing

stack of documents or files, overload of paperwork on black background

IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say