The regulator has clarified when crypto trading is subject to securities law
Regulators aim to enhance disclosure for public companies without compromising investor protection
Title regulation started, a DSC ban stalled (and started again), and changes are coming at credentialing bodies
The SRO says it’s working on aligning its rules with the CFRs
IFIC says it would have preferred a nationally harmonized approach
Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers
Talk of merging the SROs has surfaced repeatedly over the years
In a submission, the industry group said investor disclosure documents have made the existing regime redundant
The regulator is also considering the CSA’s proposal to ban trailers paid to discount brokers
The regulator says investors need to understand potential conflicts of interest