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The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

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The amendments give regulators access to audit work performed by foreign firms

  • By: Staff
  • January 13, 2022 January 13, 2022
  • 14:49
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The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed


The new national Investor Advisory Panel will provide retail investor perspective on regulators' work

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The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022

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Reforms will take effect in 2022, and regulators promise more to come

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The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

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Marketing tactics by crypto firms are raising concerns with CSA and IIROC

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A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing

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IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say