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Under the AMF's Morisset, regulators adopted major investor protection reforms

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It remains up to regulators to act on long-standing recommendation

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Interim rules coming in May, with new CEO, board to be named in Q2

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The CSA is seeking six industry directors and eight independent directors for the board

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The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

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The amendments give regulators access to audit work performed by foreign firms

  • By: Staff
  • January 13, 2022 January 13, 2022
  • 14:49
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The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

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The new national Investor Advisory Panel will provide retail investor perspective on regulators' work

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The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022

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Reforms will take effect in 2022, and regulators promise more to come