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A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing

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IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say

Concept of important choices of a businessman, Business Challenge

Consolidated rules and enhanced governance will be part of the changes

An oversight examination has uncovered just one "low-priority" issue with market surveillance

Advisor meeting with clients

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

Leadership

New rules increase maximum limits for issuers and investors

Lawyer writing in legal book

Securities regulators ordered more than $42 million in restitution, compensation and disgorgement

Advisor meeting with clients

The proposals are out for a 60-day comment period

senior woman with laptop

According to the CSA, 91% of Canadians say they face barriers to discussing finances with older adults

  • By: Staff
  • June 15, 2021 June 15, 2021
  • 13:41
GameStop

A CSA consultation has become more interesting after the GameStop saga