Electronic trading

Decorative pattern

SEC, CFTC hit delete on firms’ WhatsApp, texting

Another 10 firms sanctioned for extensive recordkeeping violations

By James Langton |September 29, 2023

2 min read

MX sanctions weak trading oversight

MX sanctions weak trading oversight

Wedbush Securities fined for compliance failings

By James Langton |September 8, 2023

1 min read

New Alpha markets get go ahead

New Alpha markets get go ahead

Pair of new trading books, order types to launch Oct. 23

August 3, 2023

1 min read

MX seeks market surveillance boost

MX seeks market surveillance boost

Exchange proposes new client ID requirements

By James Langton |March 28, 2023

2 min read

Decorative pattern

MX to bring back multi-price market orders

Bourse aims to reintroduce order type that hasn't been used since 2001

By James Langton |November 11, 2022

2 min read

IIROC fines CIBC World Markets $150K for trading supervision failures

IIROC fines CIBC World Markets $150K for trading supervision failures

The investment dealer failed to identify and review suspicious trader activity

By Staff |April 7, 2022

2 min read

Moody’s praises BMO’s acquisition of Clearpool

Moody’s praises BMO’s acquisition of Clearpool

The deal highlights BMO’s “commitment to significant fintech initiatives”

By James Langton |January 27, 2020

1 min read

BMO to acquire cloud-based trade execution platform

BMO to acquire cloud-based trade execution platform

Clearpool Group Inc. has more than 100 clients, most of whom are U.S. broker dealers

By Staff |January 22, 2020

1 min read

Firms seek OSC approval on regulated market for crypto trading

Firms seek OSC approval on regulated market for crypto trading

Omega Securities and 4C Clearing Corp. aim to bring crypto trading to retail investors

By Staff |May 28, 2019

2 min read

Test index for digital assets being developed by FTSE

Test index for digital assets being developed by FTSE

The index will track 100 digital assets

By Staff |March 22, 2019

1 min read