The investment dealer failed to identify and review suspicious trader activity
The deal highlights BMO’s “commitment to significant fintech initiatives”
Clearpool Group Inc. has more than 100 clients, most of whom are U.S. broker dealers
Omega Securities and 4C Clearing Corp. aim to bring crypto trading to retail investors
The index will track 100 digital assets
The CSA and IIROC are seeking comments on their joint paper by May 13
Both experts and regulators have been zeroing in on high-speed traders. Through debates and studies, they’ve questioned whether high frequency trading and electronic markets are affecting investors. Read: IIROC studies impact of electronic trading But there may be a bigger threat out there, reports Reuters. It finds the proliferation of dark markets, or the increase […]
Advisor.ca attended the OSC-IIROC Market Structure conference today and live-tweeted the event.
High-frequency trading is a topic of hot debate.
The Investment Industry Regulatory Organization of Canada has adopted rule amendments, approved by the Canadian Securities Administrators (CSA), designed to ensure the effective management of risks associated with electronic trading.