IIROC

IIROC wants its penalties to stick

Financial wrongdoers beware: if IIROC has its way, there will soon be less room to hide.

By Staff |August 23, 2016

2 min read

Advisor faces scrutiny for alleged discrimination

A grad who applied for a job as an investment advisor's assistant allegedly received an unprofessional rejection letter. Find out why.

July 8, 2016

4 min read

IIROC fines, suspends rep over supervision failure

On May 25, 2016, a hearing panel of the Investment Industry Regulatory Organization of Canada accepted a settlement agreement, with sanctions, between IIROC staff and Robert Graydon Oldfield.

By Staff |June 28, 2016

1 min read

IIROC to launch corporate bond trade info website

IIROC has announced that its new corporate bond information website will go live July 6, providing all market participants with trade information on corporate debt securities that can help them make better investment decisions.

By Staff |June 23, 2016

2 min read