IIROC

New faces on IIROC’s board of directors

IIROC made some changes to its board of directors at its annual general meeting yesterday.

By Staff |September 10, 2015

1 min read

IIROC fines branch manager, firm over supervision failure

On August 24, 2015, an IIROC hearing panel accepted a settlement agreement between IIROC staff, and Brian Douglas Bergen and Leede Financial Markets.

By Staff |September 9, 2015

2 min read

UPDATED: IIROC pushing for more authority to collect fines

IIROC wants clearer authority to collect fines across the country.

By Staff |August 27, 2015

2 min read

IIROC finalizes guidance aimed to reduce volatility

IIROC has published guidance on the establishment and operation of price thresholds by Canadian marketplaces to further reduce short-term, unexplained price volatility.

By Staff |August 25, 2015

1 min read