IIROC

IIROC gets ok to change rules for CRM II

The Canadian Securities Administrators has approved rule changes IIROC made in order to implement CRM II.

By Staff |May 29, 2014

1 min read

IIROC fines branch manager

An IIROC hearing panel recently accepted a settlement agreement, with sanctions, between IIROC staff and Earl Jessiman.

By Staff |May 28, 2014

1 min read

IIROC announces team to study high-frequency trading

IIROC has announced the selection of a third project team to assess the impact of high-frequency trading (HFT) and related activity on Canadian equity markets.

By Staff |May 27, 2014

2 min read

CSA proposes amendments to order protection rule

The Canadian Securities Administrators (CSA) is asking for comment on proposed amendments to its trading rules (NI 23-101).

By Staff |May 15, 2014

2 min read