News and resources for Canada's top financial advisors
Est. 1998
Industry
Regulator issues initial guidance targeting financial firms' climate risk management, governance
By James Langton |March 7, 2023
2 min read
New appointments at National Bank of Canada, Foresters Financial and Sagicor
By Katie Keir |March 3, 2023
AUM dropped 5.9%, net outflows in retail wealth management were $1.6 billion year over year
By Staff, with files from The Canadian Press |February 16, 2023
The head of iA Private Wealth takes over from Sean O'Brien
By Staff |January 24, 2023
1 min read
New U.K. guidance encourages insurance industry to accommodate financially stressed clients
By James Langton |January 11, 2023
Provincial regulation increasingly tracks federal rules, but gaps remain
By James Langton |January 10, 2023
Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds
By Greg Meckbach |December 16, 2022
IAIS process for addressing systemic risk replaces FSB's annual exercise
By James Langton |December 9, 2022
Covid-19 is so "unpredictable," the group says
By The Canadian Press |December 8, 2022
Life
The regulators concluded that some incentive practices may present risks to the fair treatment of customers
By Staff |November 30, 2022
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