News and resources for Canada's top financial advisors
Est. 1998
Industry
Rep sought to bring funds she managed for clients to new business
By James Langton |January 18, 2023
3 min read
A former teller initiated the case in 2007
By The Canadian Press |January 5, 2023
1 min read
Bank expects to record $850-million after-tax provision in Q1
By The Canadian Press |January 4, 2023
Lawsuit claims advisors' payouts didn't include mandated vacation pay
By James Langton |January 3, 2023
Motion to stay case alleging abuse of process to be heard in May
By James Langton |December 7, 2022
2 min read
Plaintiffs in proposed class action must show that active funds tracked index
By James Langton |October 27, 2022
Estate Planning
A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts
By James Langton |October 19, 2022
B.C. court finds unregistered, unqualified advisor must be held to industry standards
By James Langton |October 7, 2022
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