News and resources for Canada's top financial advisors
Est. 1998
Industry
Firm deceived investors about trading halt, SEC alleges
By James Langton |May 25, 2022
1 min read
Regulator details its compliance review priorities for the year ahead
By James Langton |March 31, 2022
2 min read
Advisor's Edge
Exploring the new product landscape
By Michelle Schriver |March 14, 2022
6 min read
Planning and Advice
While not a new phenomenon, "social media puts FOMO on steroids,'' Neil Gross says
By Leah Golob, The Canadian Press |December 21, 2021
3 min read
Market Insights
Action on issues uncovered in SEC review would prove positive for most, Moody’s says
By James Langton |October 25, 2021
How to keep clients from psyching themselves out
By Al and Mark Rosen |October 4, 2021
The “meme stock” darling raised more than $1 billion in its latest stock sale
By Michelle Chapman, The Associated Press |June 22, 2021
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