National regulator

Industry

Regulators challenged by harmonization, tech, climate change

A panel discussed the regulatory outlook for 2020 at the Toronto Refinitiv Summit

By Michelle Schriver |December 2, 2019

3 min read

Industry

Ontario announces task force to review ‘outdated’ Securities Act

The government is obligated to review securities regulations every five years. The last review was in 2003.

By Rudy Mezzetta |November 6, 2019

2 min read

Industry

Future of SROs debated at IFIC conference

Sparks flew between the heads of the MFDA and IIROC

By Katie Keir |September 26, 2019

3 min read

Industry

Household debt, cyberattacks among key risks identified by OSFI

The regulator released a strategic plan on Thursday

By Staff |April 25, 2019

2 min read

Industry

Nova Scotia latest province to join CCMR initiative

Quebec and Alberta remain key holdouts

By Staff |April 10, 2019

1 min read

Industry

Ontario government supports FSRA, CCMR in fiscal update

The Progressive Conservatives will introduce legislative amendments to bolster the new financial services and pensions regulator

By Staff |November 16, 2018

2 min read

Industry

FCAC supervision framework takes effect

Firms will have to identify and address risks

By Staff |October 5, 2018

1 min read

Advisor's Edge

The way the whistle blows

Comparing the success of investor protection programs in Canada and the U.S.

By Al and Mark Rosen |September 21, 2018

4 min read

Industry

7 things PMAC wants in the Liberals’ first budget

The Liberals are expected to deliver their first federal budget in the next two months, and PMAC wants tax reforms, pension plans and progress on a national regulator to be on the agenda.

By Staff |February 11, 2016

1 min read

Industry

Capital Markets Act would change B.C., Ontario rules

Rules for registering as a B.C. investment fund manager would change under proposed national securities rules, says law firm Gowlings.

By Staff |August 26, 2015

2 min read

← Previous 1 2 3 Next →