Regulation

IIROC proposes expansion of single-stock circuit breakers

IIROC published proposed guidance to expand the single-stock circuit breaker program to further mitigate market volatility. It’s looking for industry comment on its proposal.

By Staff |December 11, 2013

1 min read

OSC charges man with unregistered trading

The Ontario Securities Commission has charged Torontonian David Borg with an alleged breach of the Securities Act following an investigation by its joint serious offences team.

By Staff |December 11, 2013

1 min read

Compliance roundup: December

Regulators dish on big topics at industry conference

By Staff |December 10, 2013

5 min read

Quebec’s mining rules spook investors

Uncertainty about protected areas and environmental restrictions, combined with increased regulation and tax changes, has damaged Quebec’s mining, says a report by the Fraser Institute.

By Staff |December 5, 2013

2 min read