Trade group says LLQP should be enough to qualify as an advisor
Exemptions allow for more flexibility when working remotely
New guidance includes reforms adopted under Bill 141
The pandemic has disrupted global data efforts that began following the 2008 crisis
Applications to serve are due by Oct. 30
Industry group says added provincial rules not needed
Regulators seek whistleblower tips on short selling ahead of new offerings
With conduct rules looming, the investment industry has work to do
The regulator is restarting policy work that was paused due to pandemic
The comment period closes on Oct. 23