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Keyword: Regulation

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IIROC panel found rep secretly compensated clients, misled investigators

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The OSC is launching a new initiative to allow experimentation for novel ideas

Ontario Queen's Park Legislative Building

The new Capital Markets Act adopts numerous task force reform ideas

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Regulatory changes and tax incentives could drive more retail investors to sustainable products

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Reforms will take effect in 2022, and regulators promise more to come

ESG toolkit

More than 80% of those surveyed for FTSE Russell said they're evaluating or implementing sustainable investment

  • By: Katie Keir
  • October 7, 2021 October 7, 2021
  • 09:11
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Ontario taskforce chair sees stalemate on national regulator and passport

Lawyer

Appeal court found that regulator erred in two cases, but not in a third

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A report from the group calls for enhanced oversight of industry algorithms and technology

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The country's central bank is stepping up a campaign to block use of unofficial digital money