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Trade group says LLQP should be enough to qualify as an advisor

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Exemptions allow for more flexibility when working remotely

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New guidance includes reforms adopted under Bill 141

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The pandemic has disrupted global data efforts that began following the 2008 crisis

Applications to serve are due by Oct. 30

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Industry group says added provincial rules not needed

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Regulators seek whistleblower tips on short selling ahead of new offerings

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With conduct rules looming, the investment industry has work to do

The regulator is restarting policy work that was paused due to pandemic

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The comment period closes on Oct. 23

  • By: Staff
  • September 25, 2020 September 25, 2020
  • 11:15