Conservatives to relax rules separating investment banking from retail operations
Proposals include increasing the limit on claims and publishing arbitration decisions
The panel imposed $1.1 million in penalties and $400,000 in disgorgement over a fuel-cell scheme
Trade group calls on provincial finance minister to review fund dealer oversight
Cowan replaces Heather Zordel, who resigned last month
The regulators concluded that some incentive practices may present risks to the fair treatment of customers
IOSCO report recommends practices for investor protection and education during a crisis
Proposal would eliminate regulatory arbitrage between seg funds and mutual funds
OSFI, FCAC, CDIC call out firms' conduct, prudential responsibilities
FINRA seeks information on firms' recent crypto-related communications