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senior client debt empty wallet

The CSA will finalize rules designed to protect vulnerable clients by early summer

  • By: Staff
  • April 15, 2021 April 15, 2021
  • 11:47

The securities lawyer will take over from Ian Russell in August

  • By: Staff
  • April 12, 2021 April 12, 2021
  • 10:34

Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say

Business and financial district in a city with pillars

The limit was raised last year alongside other measures designed to help financial institutions weather the pandemic

  • By: Staff
  • April 6, 2021 April 6, 2021
  • 16:19

A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection

Bitcoin, Litecoin and Ethereum

The regulator is giving firms until April 19 to reveal plans to comply with new guidance

Difficult choices of a businessman due to crisis

Various regulators are reviewing how funds fared during market stress, and whether rule changes are in order

Fashion Designer In Studio

The regulator has proposed a new mechanism to replace Northwestern exemption

Business and financial district in a city with pillars

The provincial budget signals action on certain proposals from the modernization task force

Portrait of young couple working with financial advisor while smiling and sitting on assistance workplace

Firms can expect additional guidance relating to KYC and suitability obligations