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Keyword: Regulation

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In its annual report, the advocacy group said client-focused reforms remain a priority

wall street, new york city

White paper outlines new standard

  • By: Staff
  • May 9, 2019 May 9, 2019
  • 15:15
Lawyer

Amendments would ease requirements for companies wishing to conduct ATM distributions

  • By: Staff
  • May 9, 2019 May 9, 2019
  • 12:30
Career burden and business stress concept as a businessman or worker pulling a giant heavy metal anchor as a metaphor for hardship and strugge with taxes or oppression.

A special advisor to the commission shares what the OSC might change

Gavel

40 investors defrauded of more than $1.1 million

  • By: Staff
  • April 30, 2019 April 30, 2019
  • 15:30
Leafy Marijuana Plant with Hairy Bud at Indoor Cannabis Farm

B.C. is home to many CSE-listed companies

  • By: Staff
  • April 26, 2019 April 26, 2019
  • 14:18
Lawyer

The program would deal with cases that don't warrant a formal disciplinary proceeding

Cybercrime

Cross-border legislative efforts in Europe "are credit positive," a report says

  • By: Staff
  • April 15, 2019 April 15, 2019
  • 11:28
Individuality

The SRO will review and clarify KYC and e-signature requirements

Hong Kong's skyscrapers

Regulators cite investment firms for lax due diligence