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Keyword: Regulation

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The government is obligated to review securities regulations every five years. The last review was in 2003.

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Greenwich Associates reports that U.S. firms spent US$1 billion on regtech last year

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Regulator calls Bitcoin a "novel asset in an emerging and evolving market"

  • By: Staff
  • October 30, 2019 October 31, 2019
  • 16:56
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The review will look at whether the regulators' approach to ASDPs should be enhanced

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They're joining the Global Financial Innovation Network

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Prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging, the author argues

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B.C. overhauls securities laws in most extensive changes since 1996

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MFDA panel says respondent “caused significant damage to the integrity of the capital markets”

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The non-compliant procedure resulted in no client harm

  • By: Staff
  • October 18, 2019 October 18, 2019
  • 16:43
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Ontario's new regulator will use four distinct categories

  • By: Staff
  • October 18, 2019 October 18, 2019
  • 10:48