Regulation

Industry

Ottawa begins consultations for Canada Disability Benefit

Experts want a straightforward eligibility criteria and clarity on provincial clawbacks

By Jonathan Got |November 20, 2023

3 min read

Regulation

Report warns of crypto sector’s inherent investor protection threats

ESMA says novel abuses need to be addressed for DeFi sector to grow

By James Langton |October 11, 2023

2 min read

Regulation

CIRO to step up fund dealer oversight in Quebec

AMF, provincial government approve delegation of powers to SRO

By James Langton |October 6, 2023

2 min read

Life

Review of multi-level-marketing MGAs results in enforcement for 65 life agents

The clampdown includes the sale of unsuitable universal life policies

By Michelle Schriver |October 3, 2023

4 min read

Industry

CSA to combine disclosure, delivery reforms

Regulators to marry changes to disclosure rules with electronic access

By James Langton |October 3, 2023

2 min read

Industry

Ponzi perpetrators get permanent trading ban

Convicted fraudsters banned by Ontario tribunal

By James Langton |October 2, 2023

2 min read

Regulation

Sustainable finance disclosure still falling short

Firms not disclosing investments' negative ESG impact, Paris alignment

By James Langton |September 29, 2023

2 min read

Regulation

Global trade group proposes crypto regulation principles

World Federation of Exchanges calls for crypto trading to face similar standards as traditional markets

By James Langton |September 28, 2023

2 min read

Industry

CSA finalizes derivatives conduct rules

Canada remained the last G20 country without conduct standards for OTC derivatives markets

By James Langton |September 28, 2023

2 min read

Industry

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read

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