The CSA will finalize rules designed to protect vulnerable clients by early summer
The securities lawyer will take over from Ian Russell in August
Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say
The limit was raised last year alongside other measures designed to help financial institutions weather the pandemic
A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection
The regulator is giving firms until April 19 to reveal plans to comply with new guidance
Various regulators are reviewing how funds fared during market stress, and whether rule changes are in order
The regulator has proposed a new mechanism to replace Northwestern exemption
The provincial budget signals action on certain proposals from the modernization task force
Firms can expect additional guidance relating to KYC and suitability obligations