Regulation

IRS talks offshore reporting and second chances

Expect changes to some offshore tax reporting forms and more IRS guidance on how to fill them out

By Staff |June 9, 2016

2 min read

Don’t forget: Deliver fund facts before clients invest

Starting today, all dealers must deliver fund facts to clients before accepting instructions for the purchase of mutual funds.

By Staff |May 30, 2016

1 min read

Investing in the sharing economy? Monitor these risks

The scale and influence of the sharing economy is growing, and regulators are paying attention.

By Sarah Cunningham-Scharf |May 26, 2016

1 min read

Enforcement directors reveal priorities

And investigators reveal whom they're working with.

May 24, 2016

3 min read