Regulation

Advocis, FPSC join advisor regulation debate

Advocis wants to do away with MFDA, IIROC, OSC, and FSCO. It's calling for one delegated administrative authority.

By Staff |September 23, 2015

2 min read

PMAC wants national policy to regulate all advisors

The association notes an additional regulator isn't required.

By Staff |September 22, 2015

1 min read

OSC issues update on key policy pushes

The OSC’s annual summary report for dealers, advisors and fund managers outlines the commission’s latest regulatory and compliance efforts.

By Staff |September 21, 2015

1 min read

All financial planners should be regulated, says proposal

IFIC and the IIAC are calling on the Ontario government to enact a general legislative framework for financial planners.

By Staff |September 21, 2015

2 min read