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Regulators must avert looming irrelevance, says the OSC's Investor Advisory Panel

audit-paperwork

Regulator’s priorities for 2021–2022 include curbing compliance costs and ethical AI

Businessman working on Desk office business

New rules coming into effect June 30 require advisors to address material conflicts

An investor group is asking the OSC and PwC to sell BFI and the firm's funds

scales of justice

A company sought to sue the regulator, alleging an investigation was conducted in bad faith

HALFPOINT / ISTOCKPHOTO WITH FILES FROM ANNA GRIGORJEVA / 123RF STOCK PHOTO; ICONS: 123RF STOCK PHOTO

Members will serve a one-year term

  • By: Staff
  • June 2, 2021 June 2, 2021
  • 14:40
loudspeaker

The proposal complements the guidance on fair treatment of customers

  • By: Staff
  • June 2, 2021 June 2, 2021
  • 13:05
gavel

The regulator handed out $3.4 million in fines last year, down from $9.3 million in 2019

  • By: Staff
  • June 1, 2021 June 1, 2021
  • 15:24
Competition, Arrow Sign, Arrow, Direction, Expressing Positivity,Challenge

The regulator maintains the LLQP likely won't meet the standard for "financial advisor"

Close up of a woman using a laptop

The event forms part of the consultation on the revised proposal for regulating advisor titles