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Close up on a file tab with the word life insurance, focus on the main text and blur effect. Concept image for illustration of family protection policy

The Ontario regulator will examine seg funds, MGA channel

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In a webinar, industry participants discussed innovation in regulatory technology

Dialogue goes virtual due to Covid-19

scales of justice

The trio faces criminal charges and SEC allegations

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The FCNB will accept commentary on the rules until Nov. 23

Highline walker in blue sky between two buildings concept of risk taking and challenge

A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges

Safe water support aid circle with rope. Rescue red life buoy on wooden background of ship or boat. Helpful object.

CSA issues guidance for fund managers on liquidity risk

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Proposals aim to clarify issuer requirements, bolster investor insight

People who blame

Regulators have adopted final rules for a ban on trailers to discount brokers


KYC, KYP and suitability obligations remain areas of concern