Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Data transfer is taking longer than planned
Without open banking, Canadians' data is at greater risk when they use unregulated apps
Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation
Demonstrate and discuss your regulatory requirements with clients, IFB says
Management group no longer ruling out individual asset sales
Deal resolves claims over mortgage prepayment charges
As LIBOR ends, regulators cut firms some slack
Firms will have until Dec. 31, 2024, to adopt the name and logo on required disclosures