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Keyword: Regulatory

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11119737 - in the spotlight featuring concept for the theater stage with glowing lights on red velvet cinema curtain and drapes representing the entertainment communications concept of an important announcement in a rich cinema and theatrical environment.

North American body adopts diversity, inclusion policy

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More than US$4 billion in total is expected to be returned to Madoff's investors

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The settlement follows the firm's liquidation last year

  • By: Staff
  • September 16, 2021 September 16, 2021
  • 17:52
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Regulatory oversight for benchmarks comes in response to the LIBOR scandal

The Financial Conduct Authority unveiled a three-year strategy to address investor harms

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Loss of third-party fund distribution seen as “unintended consequence” in 2018

family life insurance, family services, family policy and supporting families concepts businessman with protective gesture and silhouette representing young family

FSRA's consultation also includes insurers' related obligations to ensure agent suitability

  • By: Staff
  • September 9, 2021 September 9, 2021
  • 15:11
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Fees as a share of industry revenues and profits have continued to decline

Valuations, inflation, investor exuberance top European regulators' concerns

The SRO has elected to maintain more prescriptive guidance around KYC reviews

  • By: Katie Keir
  • September 3, 2021 September 3, 2021
  • 11:49