News and resources for Canada's top financial advisors
Est. 1998
Industry
Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson
By Katie Keir |October 5, 2023
3 min read
Regulators set interim rules for fiat-backed cryptoassets
By James Langton |October 5, 2023
2 min read
Regulation
Undertaking doesn't preclude regulator's enforcement action, court finds
By James Langton |September 29, 2023
FSRA's fee rule for credentialing bodies exempts CIRO from full costs
By Michelle Schriver |September 26, 2023
The aim is informed capital allocation decisions
By James Langton |September 19, 2023
Regulators aim to harmonize rules for decentralized finance and traditional finance
By James Langton |September 8, 2023
FSB and IMF call for comprehensive regulation of crypto sector
By James Langton |September 7, 2023
1 min read
Life
Alleged misconduct included untrustworthiness, fraud and deception
By Staff |September 7, 2023
Regulator supports firms' efforts to address ESG risks
By James Langton |August 18, 2023
Report on industry conflicts to be published soon with CSA, CIRO
By James Langton |July 27, 2023
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