Regulatory

OSC paper details ‘responsive’ regulation

The Ontario Securities Commission (OSC) has released A Framework for Responsive Market Regulation, a paper presented at Oxford University that addresses how Canadian regulators are responding to changes in the market. Presented at a market structure conference at St. John’s College, Oxford University, on April 21, the paper sets out the OSC’s approach to regulatory […]

By Staff |May 25, 2017

1 min read

Client costs will fall under commissions ban: letter to editor

One advisor sounds off

By Staff |May 24, 2017

2 min read

FAIR Canada, CARP say CCMR won’t benefit average Canadians

Investor advocacy groups Fair Canada and CARP detail why they're opposed.

By Staff |May 19, 2017

2 min read

OSC’s priorities provide clues to enforcement

Regulator zeroes in on financial services, not reporting issuers

By Michelle Schriver |May 19, 2017

5 min read